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May 26, 2017

Another Wirehouse Cuts Retirement-Product Choices
In retirement accounts, these brokers will only be able to sell T-share mutual funds
A Third of Americans Think an FA Would Cheat Them
Why don’t more consumers have advisors? Because they don’t trust them.
Wells Fargo Advisors Loses Six Registered Reps
One team forms a RIA while another group jumps to Ameriprise.
When FAs Don’t Follow Their Own Advice
A family death puts an advisor in a difficult position.
Challenges of Investing in Smart-Beta ETFs
Complexity and the difficulty of explaining them to clients are cited as the top two challenges.

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