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Today's Headlines

Fidelity Report Warns Young Investors Have Stunningly Unrealistic Return Expectations
Advisors weigh in on how to help millennial cloud-dwellers get their landing gear out.
IMCA Highlights Wealth Credentials in Rebrand
New name meant to reflect rise of private-client FAs while preserving institutional ties.
Wells Fargo to Return $3.4M Over Sales Practices
Finra orders brokerages to pay back FiNet clients over volatility-linked products.
Vanguard ETFs Ditched By Another Major Platform
As discount broker triples its commission-free ETF program Vanguard’s funds aren’t included.
Poll
Vote: Is Finra Fair to Small Brokers?

Last week Finra CEO Robert Cook said the industry regulator wants to help shape an environment that’s encouraging to small broker-dealers. But many broker-dealers blamed Finra itself for creating a hostile climate for them. Do you think Finra is fair to small broker-dealers? Tell us why you feel this way in the comment section below.

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