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October 16, 2017

Fidelity, TD Ameritrade Heavily Discount Lead Gen Tools
As popularity grows and costs fall, apps are seen as delivering more “defined” leads.
Merrill Lynch Productivity Dips While Wells Adds FAs
Merrill's client assets are at record highs and revenue grew 5% year-on-year.
Lobbyists Sue First State-Run Retirement Savings Plan
Erisa Industry Committee says trend of state-run plans risks creating a patchwork of rules.
Finra Insists It Wants to Help Small Broker-Dealers
But many are skeptical of the regulator’s pledge.
Cetera Brings on Bank’s $225M Wealth Management Unit
Flushing Bank’s wealth program leaves Infinex Financial Group for Cetera.

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