March 21, 2019

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Technology usage has become a key advantage for women advisors at the firm.

Morgan Stanley Loses $285 Million Team

Meanwhile, Raymond James CFO Jeff Julien is retiring after 34 years with the company.

The former assistant coach at Auburn University is the highest-profile defendant in a sweeping investigation of bribery in college basketball.

It’s apparently the first of its kind but experts say advisors may need to be wary.

A new bill would require the commission to conduct investor usability testing of its Customer Relationship Summary form.

And the company expects to continue aggressive momentum into the rest of the year.

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The Client - Finding and winning new clients Captrust Buys Two Firms, Adding $2.8 Billion AUM Morgan Stanley Loses $285 Million Team	The Client - Client retention Why Some Edward Jones Advisors are Seeing Higher Client Retention Rates Captrust Buys Two Firms, Adding $2.8 Billion AUM
The Client - ERISA plans/institutional management Maryland, Nevada Push for State-Level Fiduciary Rules Oregon Ready to Help Other States Set Up Auto-IRA Programs	The Client - Behavioral finance In Volatility, Should You Be Protectionist or Opportunistic? Discover the Value of Volatility

The Assets - Portfolio management Don't Let Clients Fall into the Dividend Growth Trap Wells Fargo, LPL, Raymond James, Stifel, Oppenheimer, RBC and 73 Other Firms Ordered to Pay Millions to Harmed Investors	The Assets - Insurance planning Insurance Lobby Reiterates Support for SEC’s Regulation Best Interest Rollovers and Annuity Sales Soar After DOL Rule's Death
The Assets - Estate planning Follow These Signs to Avoid Picking the Wrong Trust Provider Why FAs Piled into ETFs Last Year and Will Further the Trend in 2019	The Assets - Tax planning IRS Signals New OZ Tax Break Details to Come Shortly

The Practice - Technology Launch of a New Digital Loan Marketplace for RIAs Speaks Volumes About the Current M&A Climate Envestnet Acquiring MoneyGuide Creator for $500M	The Practice - Fees and compensation Launch of a New Digital Loan Marketplace for RIAs Speaks Volumes About the Current M&A Climate Why Some Edward Jones Advisors are Seeing Higher Client Retention Rates
The Practice - Staffing and recruiting Why Some Edward Jones Advisors are Seeing Higher Client Retention Rates Captrust Buys Two Firms, Adding $2.8 Billion AUM	The Practice - Regulatory/legal issues House Committee to Consider Requiring More Testing by SEC Before Implementing Reg BI Ex-NBA Star Pleads Guilty to Taking Bribes from FA

1	Morgan Stanley Loses Another Florida Team to This Aggressively-Recruiting Rival
2	UBS Lawsuit Raises Broad Concerns Over Sunset Clauses
3	Ex-Wells Fargo FA Says He Was Threatened with Firearms by Supervisor
4	Merrill Lynch's $100 Million Stock Loss Suit is Thrown Out
5	Broker-Dealers Rebuked for “Web of Toxic Incentives” in Congressional Hearing on Reg BI

1	Ex-Wells Fargo FA Says He Was Threatened with Firearms by Supervisor
2	UBS Lawsuit Raises Broad Concerns Over Sunset Clauses
3	Wells Fargo Reportedly Nearing $1 Billion Sale of Retirement Plan Business
4	Broker-Dealers Rebuked for “Web of Toxic Incentives” in Congressional Hearing on Reg BI
5	Morgan Stanley Loses Another Florida Team to This Aggressively-Recruiting Rival

1	Broker-Dealers Rebuked for “Web of Toxic Incentives” in Congressional Hearing on Reg BI
2	Ex-Wells Fargo FA Says He Was Threatened with Firearms by Supervisor
3	Launch of a New Digital Loan Marketplace for RIAs Speaks Volumes About the Current M&A Climate
4	Why Some Edward Jones Advisors are Seeing Higher Client Retention Rates
5	Don't Get Too Comfy ... Big Surprises Could be in Store in SEC’s Reg BI, Compliance Specialist Warns