June 26, 2017

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They’re frustrated by the “guesswork” needed to interpret regulations.

Separately, Orion streamlines risk analytics.

Study finds a mix of locally targeted web pages and paid-search advertising helps firms boost online visibility.

UBS Loses More Advisors to a Rival

Veteran advisors collectively managed $600 million.

Financial advisors now recommend ETFs over all other investment products.

ThinkTank: Investing

What We Want and What We Get: Error Bias in Investing
Saturna Capital

Ready or Not: Considering Chinese A-Shares
Parametric Portfolio Associates® LLC

Catching the Turn in Japanese Equities
Hartford Funds

Topics

All Topics

The Client - Finding and winning new clients Fidelity: Tech Gap Widens Between Haves, Have-Nots How Morgan Stanley Aims to Lure Smaller Investors	The Client - Client retention Morgan Stanley Lets Advisors Text Clients Summer Strategies: Stay in Touch with Vacationing Clients
The Client - ERISA plans/institutional management The DOL's Fiduciary Rule is Here … But For How Long? DOL Rule Implementation Leaves FAs No More Certain Edward Jones Backtracks on DOL Rule Commission Ban	The Client - Behavioral finance The Old Ways Increasingly Leave Investors Behind Clients with Volatile Income Must Plan for Downtimes

The Assets - Portfolio management America’s Top 300 RIAs Revealed	The Assets - Insurance planning Specialty Firm Plans Expansion with Dynasty’s Help When Small Business Owners Make Bad Decisions
The Assets - Estate planning Business Owners Need More Estate Planning Death and Taxes in an Uncertain Policy Landscape	The Assets - Tax planning Options Niche Leads Morgan Stanley Advisor to RBC Nobody Knows Your Client’s Tax Implications Like You

The Practice - Technology Edward Jones, Morgan Stanley Lead in Online Searches Morgan Stanley Lets Advisors Text Clients	The Practice - Fees and compensation FAs Unhappy with How Firms Handle Pay Post-DOL Rule Payouts Fall for Reps at Most Top-10 Paying BDs
The Practice - Staffing and recruiting UBS Loses More Advisors to a Rival Finra’s Crackdown on High-Risk Brokers is Underway	The Practice - Regulatory/legal issues Broker-Dealers Call for End to Regulation by Enforcement Finra’s Crackdown on High-Risk Brokers is Underway

1	Key Morgan Stanley Exec Defects to Merrill Lynch
2	$245M Morgan Stanley Duo Breaks Away
3	Finra’s Crackdown on High-Risk Brokers is Underway
4	Big UBS Breakaway Joins Dynasty, Lawsuit Follows
5	Small Wirehouse Teams Are Sick of Neglect

1	Key Morgan Stanley Exec Defects to Merrill Lynch
2	Small Wirehouse Teams Are Sick of Neglect
3	Fidelity: Tech Gap Widens Between Haves, Have-Nots
4	America’s Top 300 RIAs Revealed
5	Morgan Stanley, FA Fined Over Elder Abuse

1	Wells Fargo Could Win Big from Signing Offer Slowdown
2	Key Morgan Stanley Exec Defects to Merrill Lynch
3	CFP Wants to Extend Fiduciary Duty
4	CFA Institute Warns Against an SEC Fiduciary Rule